Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy Siuyan WongCrown Capital Securities, L.P.Securities America, Inc.$15001-20-2009
Stuart Ray Gardner Jr.LPL Financial LLCSecurities America, Inc.$10004-08-2009
Scot BarringerNewport Coast Securities, Inc.Securities America, Inc.$25005-04-2009
Alvern Henry Vom SteegCooper McManusSecurities America, Inc.05-21-2009
Brian Andrew FreckmanFirst Allied Securities, Inc.Securities America, Inc.07-01-2009
Dana Evan KelloggCentaurus Financial, Inc.Securities America, Inc.$50009-15-2009
Harold Francis Martek Jr.Centaurus Financial, Inc.Securities America, Inc.$50009-30-2009
Brian M LevyCooper McManusSecurities America, Inc.09-30-2009
Hoby Daniel PearceAlliance Advisory & Securities, Inc.Securities America, Inc.$15012-01-2009
Christopher John FrizziKCPAG Financial Advisors LLCSecurities America, Inc.01-04-2010
Eun Joo ChangVALIC Financial Advisors, Inc.Securities America, Inc.01-22-2010
SCOTT TERRENCE MUNROCrown Capital Securities, L.P.Securities America, Inc.03-11-2010
Paul Otto GelorminiLiberty Group, LLCSecurities America, Inc.$50003-26-2010
Edward Gerald BrownMetLife Securities Inc.Securities America, Inc.04-06-2010
Brandon M. KondaParkland Securities, LLCSecurities America, Inc.$10004-23-2010
Ross LopezPlanMember Securities CorporationSecurities America, Inc.04-28-2010
Joseph John FontePlanMember Securities CorporationSecurities America, Inc.05-03-2010
Dannell Rice StuartNational Planning CorporationSecurities America, Inc.$10006-24-2010
Michael Andrew HarvillaIndependent Financial Group, LLCSecurities America, Inc.$10006-28-2010
Clifford Newton Gamble Jr.GBS Financial Corp.Securities America, Inc.$50007-01-2010
Michael Edward MulvanyPlanMember Securities CorporationSecurities America, Inc.$10007-26-2010
Lawrance Malone JohnsonChase Investment Services Corp.Securities America, Inc.$15008-01-2010
Ronald Eugene LanouetteIndependent Financial Group, LLCSecurities America, Inc.$50009-27-2010
Scott Martin PetersonMutual Securities, Inc.Securities America, Inc.$50010-28-2010
Timothy Francis CrandallNational Planning CorporationSecurities America, Inc.$50001-07-2011
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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