Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paul AtchisonLPL Financial LLCSecurities America, Inc.08-26-2014
Andrew R. HoffarthEssential PlannersSecurities America, Inc.01-04-2017
Anton BayerLPL Financial LLCSecurities America, Inc.$11511-28-2011
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.07-19-2017
Brandon M. KondaParkland Securities, LLCSecurities America, Inc.04-23-2010
Bruce David WhitePhillip B. White Co., IncSecurities America, Inc.04-16-2019
Craig BrooksLPL Financial LLCSecurities America, Inc.$5207-07-2017
Craig Stephen KorolGlobal Retirement Partners LLCSecurities America, Inc.04-29-2016
Craig Steven BrooksLPL Financial LLCSecurities America, Inc.$2507-07-2017
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Dana Evan KelloggCentaurus Financial, Inc.Securities America, Inc.09-15-2009
Daniel James PumaSCF Securities, Inc.Securities America, Inc.09-15-2015
David John CarrollPalisade FinancialSecurities America, Inc.09-15-2011
David Robert CoughlinSCF Securities, Inc.Securities America, Inc.10-16-2017
Debbie Leemckenna CavanaughIndependent Financial Group, LLCSecurities America, Inc.11-04-2013
Deborah Safren FoxEssential PlannersSecurities America, Inc.01-04-2017
Detroy Lee WomackSCF Securities, Inc.Securities America, Inc.$5002-06-2012
Diana Youa HeuSagePoint Financial, Inc.Securities America, Inc.01-18-2012
Elias Robert ReynaCentaurus Financial, Inc.Securities America, Inc.05-23-2017
Eric Shannon SmithLPL Financial LLCSecurities America, Inc.05-04-2011
Eva Sue McLaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Garrett Ray MorganCambridge Investment Research, Inc.Securities America, Inc.12-02-2013
Gene Austin Tabb IIISCF Securities, Inc.Securities America, Inc.$1006-04-2012
Gennaro Giacomo SavareseIndependent Financial Group, LLCSecurities America, Inc.$2505-31-2017
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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