Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Greggory Mark HartrumLPL Financial LLCSecurities America, Inc.06-17-2019
Adam Ilung KimCambridge Investment Research, Inc.Securities America, Inc.$10011-12-2013
Adam Leland AndersonWealthGuard Advisors, Inc.Securities America, Inc.08-22-2018
Alan Hughes CampbellVellum Financial, LLCSecurities America, Inc.05-18-2015
Alvern Henry Vom SteegCooper McManusSecurities America, Inc.05-21-2009
Amy Knight BunkerUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10012-12-2011
Andrew Paul AtchisonLPL Financial LLCSecurities America, Inc.08-26-2014
Andrew R. HoffarthEssential PlannersSecurities America, Inc.01-04-2017
Anthony Lawrence SafferOne Degree Advisors, Inc.Securities America, Inc.05-05-2014
Anton James BayerLPL Financial LLCSecurities America, Inc.$10011-01-2011
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.$50007-19-2017
Audrey Ellen ColemanOne Degree Advisors, Inc.Securities America, Inc.03-24-2014
Aura Lewanna CarmiSanders Morris Harris LLCSecurities America, Inc.01-10-2012
Barbara Johnson ChownUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50007-25-2017
Brandon M. KondaParkland Securities, LLCSecurities America, Inc.$10004-23-2010
Brian Andrew FreckmanFirst Allied Securities, Inc.Securities America, Inc.07-01-2009
Brian Jonathan MatzCooper McManusSecurities America, Inc.02-18-2015
Brian M LevyCooper McManusSecurities America, Inc.09-30-2009
Bruce PorterEdward JonesSecurities America, Inc.$11203-01-2017
Carl Eugene BlalockLPL Financial LLCSecurities America, Inc.$25005-24-2017
Catherine Lekos BoyerCommonwealth Financial NetworkSecurities America, Inc.$50007-29-2011
Charles Anthony MoutonQuestar Capital CorporationSecurities America, Inc.$10003-31-2015
Cheyenne Gene WalkerAW SecuritiesSecurities America, Inc.02-01-2019
Christopher John FrizziKCPAG Financial Advisors LLCSecurities America, Inc.01-04-2010
Clifford Newton Gamble Jr.GBS Financial Corp.Securities America, Inc.$50007-01-2010
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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