Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Keenaghan WassonCapital Resources & Insurance, Inc.Signator Investors, Inc.02-11-2019
Kristopher Evan KennedySEIASignator Investors, Inc.10-25-2018
Melanie Lee ScullinCentaurus Financial, Inc.Signator Investors, Inc.09-13-2018
Barry Neil LevineLPL Financial LLCSignator Investors, Inc.06-25-2018
Mark PappasLPL Financial LLCSignator Investors, Inc.06-25-2018
Jennifer Lee EmblerAmeriprise Financial Services, LLCSignator Investors, Inc.06-19-2018
Nicholas Anthony LentiniContinuum Advisory, LLCSignator Investors, Inc.04-17-2018
Scott Christopher PlanerAmeritas Investment Company, LLCSignator Investors, Inc.04-16-2018
Kevin Mark NastTriad Advisors LLCSignator Investors, Inc.01-24-2018
Adam Ross KlickFisher InvestmentsSignator Investors, Inc.01-09-2018
Wendell Wayne CaytonTriad Advisors LLCSignator Investors, Inc.$2511-14-2017
Kimberly Rose DamianiTriad Advisors LLCSignator Investors, Inc.11-14-2017
Jeremy Hugo BakerAvantax Investment Services, Inc.Signator Investors, Inc.08-02-2017
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Katerina HencovaLincoln Financial Advisors CorporationSignator Investors, Inc.$5004-03-2017
Frank Leung ChoyInvestment Architects, Inc.Signator Investors, Inc.$2502-27-2017
Lisa Marie BerglerCapFinancial Securities, LLC.Signator Investors, Inc.02-06-2017
J Larry Lawrence WoodUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.01-26-2017
Michael Arthur Barber Jr.PlanMember Securities CorporationSignator Investors, Inc.01-09-2017
Isabelle A. HicksKestra Investment Services, LLCSignator Investors, Inc.11-08-2016
Ronald Wayne BurrowPackerland Brokerage Services, Inc.Signator Investors, Inc.$2511-03-2016
Geoffrey Luke BatesBates Wealth Management, LLCSignator Investors, Inc.09-28-2016
Joseph Dewar McGoldrickPlanMember Securities CorporationSignator Investors, Inc.08-05-2016
Steven YokomizoNational Planning CorporationSignator Investors, Inc.$2507-25-2016
Jessi HawkPruco Securities, LLC.Signator Investors, Inc.07-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.