Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Martin StephanAllegis Investment Services, LLCSignator Investors, Inc.05-09-2016
Anthony Joseph MorinAllstate Financial Services, LLCSignator Investors, Inc.$17004-20-2015
Jennifer Lee EmblerAmeriprise Financial Services, Inc.Signator Investors, Inc.06-19-2018
Scott Christopher PlanerAmeritas Investment Corp.Signator Investors, Inc.$10004-16-2018
Jeremy Hugo BakerAvantax Investment Services, Inc.Signator Investors, Inc.08-02-2017
Edward Thomas SmelichAXA Advisors, LLCSignator Investors, Inc.$10008-12-2011
Geoffrey Luke BatesBates Wealth Management, LLCSignator Investors, Inc.09-28-2016
Gerald Harry MendesCambridge Investment Research, Inc.Signator Investors, Inc.11-16-2010
Lisa Marie BerglerCapFinancial Securities, LLC.Signator Investors, Inc.02-06-2017
Travis Keenaghan WassonCapital Resources & Insurance, Inc.Signator Investors, Inc.02-11-2019
Melanie Lee ScullinCentaurus Financial, Inc.Signator Investors, Inc.09-13-2018
Johnny NguyenChase Investment Services Corp.Signator Investors, Inc.05-01-2010
Steve WooChase Investment Services Corp.Signator Investors, Inc.03-29-2010
Jeremiah WilliamsonChase Investment Services Corp.Signator Investors, Inc.$10002-24-2010
Adalberto PerazaChase Investment Services Corp.Signator Investors, Inc.12-28-2009
Eric D ReeseChase Investment Services Corp.Signator Investors, Inc.09-01-2009
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Nicholas Anthony LentiniContinuum Advisory, LLCSignator Investors, Inc.04-17-2018
Jody Jeremiah RothContinuum Advisory, LLCSignator Investors, Inc.10-04-2016
Jacqueline Marie LakocyContinuum Advisory, LLCSignator Investors, Inc.08-05-2016
John Robert SloopContinuum Advisory, LLCSignator Investors, Inc.08-05-2016
Andrew Geist EakinContinuum Advisory, LLCSignator Investors, Inc.08-05-2016
Serena Lynette DavisContinuum Advisory, LLCSignator Investors, Inc.08-05-2016
Mark Charles AllenContinuum Advisory, LLCSignator Investors, Inc.08-05-2016
Jonathan Craig SullivanContinuum Advisory, LLCSignator Investors, Inc.04-06-2016
Next Page »

Showing 1 to 25 of 94 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.