Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R. BeckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Ross KlickFisher InvestmentsSignator Investors, Inc.01-09-2018
Amine Rahif MabsoutRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Angela Lee MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony Toneo YubaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ben B Behzad EshaghiRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brett M. LaddusawSignature Resources Capital Management, LLCSignator Investors, Inc.06-26-2014
Burt Douglas StewartRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Carmil Devere Surritt IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Celeste LeeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Chad Eldridge BatesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Cherie JonesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Chris Henry KoerberRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher J. DameRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cory John MurdockRoyal Alliance Associates, Inc.Signator Investors, Inc.$5411-02-2018
Curtis Alfred KnaussRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dan Albert LessRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
David Justin AskewMercer Global Advisors Inc.Signator Investors, Inc.01-19-2016
Deborah Lee AndersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Debra Ann Schloe KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Luis AiharaRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Ross MacaulayRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Edward Howard ReedRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Eric Clayton PritzRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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