Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yun Z. FengUnionBanc Investment Services, LLCTD Ameritrade Investment Management, LLC09-29-2016
Kailen Haynes CookLPL Financial LLCTD Ameritrade Investment Management, LLC06-21-2016
Paul Edward FordPruco Securities, LLC.TD Ameritrade Investment Management, LLC06-15-2016
Joel Edward LenziniRetirement Planners of AmericaTD Ameritrade Investment Management, LLC05-12-2016
Kenneth Lee SitnickSignator Investors, Inc.TD Ameritrade Investment Management, LLC05-02-2016
Brian Michael TisdaleBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC04-27-2016
Erica S WuJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC04-21-2016
Mearu TakatsuMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC04-21-2016
Jimmy DiepJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC03-10-2016
Lauren H. PeckJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC01-08-2016
David Matthew LipinskiJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC12-09-2015
Brian John McHenryBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC10-28-2015
Damani A BarhamMorgan StanleyTD Ameritrade Investment Management, LLC10-23-2015
Ofer Ben-MenahemMercer Global Advisors Inc.TD Ameritrade Investment Management, LLC05-05-2015
Nico Raphael SharpJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC04-28-2015
Norma Ivonne RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC04-16-2015
Kevin Duane MayoBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC01-30-2015
Shaun A ClementsMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-17-2014
Gabriel Abraham ShahinPure Financial Advisors, Inc.TD Ameritrade Investment Management, LLC05-16-2014
John Walter StumpfMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC02-18-2014
Marc Anthony ArcidiaconoUnited Capital Financial AdvisersTD Ameritrade Investment Management, LLC01-08-2014
Jeffrey Ray LungMercer Global Advisors Inc.TD Ameritrade Investment Management, LLC12-16-2013
Patrick Louis KinneyCheck Capital Management IncTD Ameritrade Investment Management, LLC11-21-2013
Shayne Christopher LaytonAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC03-05-2013
Bryan Phillip SabalvaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-19-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.