Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Richard SchmittA.G.P / Alliance Global PartnersU.S. Bancorp Investments, Inc.03-13-2012
Denise Marie PadovaniAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.$1004-01-2010
Susan Pamela HarperBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-02-2020
Deny DelgadilloBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.12-18-2017
Neil John OkeeffeBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.09-13-2016
Thomas Bradford BennettBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.11-24-2015
Jacob Lee HarperBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.01-10-2012
Dennis Christopher QuanBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.$2503-17-2011
Michael J. BatehBBVA Securities Inc.U.S. Bancorp Investments, Inc.10-30-2019
Kevin Andrew WitowichBBVA Securities Inc.U.S. Bancorp Investments, Inc.10-25-2016
Richard Joseph CoronelBBVA Securities Inc.U.S. Bancorp Investments, Inc.06-03-2013
Erik Erle SimmonsCalton & Associates, Inc.U.S. Bancorp Investments, Inc.08-29-2014
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Mark Alan GerardiCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$5003-06-2020
Helen Hui ZhouCetera Investment Services LLCU.S. Bancorp Investments, Inc.09-13-2018
Peter Chi Bun ChowCetera Investment Services LLCU.S. Bancorp Investments, Inc.08-15-2018
Miten J. BhatiaCharles Schwab & Co., Inc.U.S. Bancorp Investments, Inc.09-29-2017
Kent H. ChungChase Investment Services Corp.U.S. Bancorp Investments, Inc.12-01-2011
Randy SalakiChase Investment Services Corp.U.S. Bancorp Investments, Inc.10-01-2011
Jason David WilliamsChase Investment Services Corp.U.S. Bancorp Investments, Inc.03-01-2011
Thomas Howard ArthurChase Investment Services Corp.U.S. Bancorp Investments, Inc.12-28-2009
Edward Eugene VelaChase Investment Services Corp.U.S. Bancorp Investments, Inc.$1012-21-2009
Mohammed Safieddine AyalaChase Investment Services Corp.U.S. Bancorp Investments, Inc.10-21-2009
Moreen Sanjani LatchmanChase Investment Services Corp.U.S. Bancorp Investments, Inc.10-01-2009
Clift Richard O'ByawCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-30-2019
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Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.