Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tristan Andrew KingIndependent Financial Group, LLCUBS Financial Services Inc.01-23-2020
Roger Wicks StephensRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Eunsun Grace KimRBC Capital Markets, LLCUBS Financial Services Inc.$10012-04-2019
Daniel Henry RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.$50012-04-2019
Ronald Eric WeckbacherFirst Republic Securities Company, LLCUBS Financial Services Inc.11-01-2019
Greg James WebsterFirst Republic Securities Company, LLCUBS Financial Services Inc.11-01-2019
Howard Harbison DoanMorgan StanleyUBS Financial Services Inc.11-01-2019
William Francis BernerIntegrated Advisors Network LLCUBS Financial Services Inc.10-11-2019
Gregory James FriesenMorgan StanleyUBS Financial Services Inc.10-10-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
Steven Charles SartorRockefeller Capital ManagementUBS Financial Services Inc.09-20-2019
Mark David SearsMorgan StanleyUBS Financial Services Inc.$15009-13-2019
Amy BellesbachLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2019
Michael Dennis SinclairMorgan StanleyUBS Financial Services Inc.$10008-30-2019
Jason B SinclairMorgan StanleyUBS Financial Services Inc.$50008-30-2019
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Todd Jared CarboneCapital CS Group, LLCUBS Financial Services Inc.08-12-2019
Jessica Ann SeiwertCapital CS Group, LLCUBS Financial Services Inc.08-09-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
Frank Joseph ColatruglioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10006-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.06-12-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.06-05-2019
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Showing 1 to 25 of 677 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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