Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tim John WoodallFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-02-2015
Norman F. NgMorgan StanleyUBS Financial Services Inc.$15008-10-2015
Ramon Valdez Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5008-07-2015
Ariana Anais MangumMiramontes Capital, LLCUBS Financial Services Inc.08-04-2015
Wing-Yin Emily KongMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-28-2015
Brendan J. LynchMorgan StanleyUBS Financial Services Inc.07-22-2015
Michael Gregory Baghramian, Kevin Benjamin OuMorgan StanleyUBS Financial Services Inc.07-10-2015
Daniel John LeganWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2015
Robert James EastMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2015
Christopher Shawn Beckett, Stephen Joseph YovetichMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-12-2015
Jerad ChaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-11-2015
Michael Anthony MargiottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-11-2015
John Rutledge LaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-29-2015
Matthew Todd YonallyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Amy Melinda MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Christopher Tom CompogiannisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Larry Greg FullmerMorgan StanleyUBS Financial Services Inc.$15005-01-2015
Daniel Potter HawkinsMorgan StanleyUBS Financial Services Inc.$10005-01-2015
Robert James SimonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-23-2015
Marc Jeffrey KesslerMorgan StanleyUBS Financial Services Inc.$15003-27-2015
Arya NaimMorgan StanleyUBS Financial Services Inc.03-27-2015
Daniel Kevin Walter SchwalaMorgan StanleyUBS Financial Services Inc.$10002-27-2015
William Leo CreedonRaymond James & Associates, Inc.UBS Financial Services Inc.$2502-26-2015
Christine SceberrasMorgan StanleyUBS Financial Services Inc.$2502-20-2015
Eric Alexander CardenasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-30-2015
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Showing 101 to 125 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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