Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Richard FeuerUBS Financial Services Inc.UBS Financial Services Inc.$15003-06-2020
Matthew Edward NanceMorgan StanleyUBS Financial Services Inc.03-06-2020
Scott Gregory ShepherdMorgan StanleyUBS Financial Services Inc.02-28-2020
Kayvan IzadpanahWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-27-2020
Roy Albert Mendoza Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Gary Gene Cattich Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Joseph Alan SeidlerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
David Paul NeeveOne Wealth Advisors, LLCUBS Financial Services Inc.$5001-17-2020
Jesse Morales RodriquezWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-10-2020
Michael MonatlikMorgan StanleyUBS Financial Services Inc.12-06-2019
Leor TzourMorgan StanleyUBS Financial Services Inc.12-06-2019
Roger Wicks StephensRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Eunsun Grace KimRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Daniel Henry RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Ronald Eric WeckbacherFirst Republic Securities Company, LLCUBS Financial Services Inc.$15011-01-2019
Greg James WebsterFirst Republic Securities Company, LLCUBS Financial Services Inc.$5011-01-2019
Howard Harbison DoanMorgan StanleyUBS Financial Services Inc.11-01-2019
William Francis BernerIntegrated Advisors Network LLCUBS Financial Services Inc.10-11-2019
Gregory James FriesenMorgan StanleyUBS Financial Services Inc.10-10-2019
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.