Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey CoonsDaniel Investment Associates, LLCUBS Financial Services Inc.07-11-2016
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Alan Alfredo FloresClearView Investment Partners, LLCUBS Financial Services Inc.05-28-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Albert Edward Gibbons IIIMorgan StanleyUBS Financial Services Inc.10-13-2011
Aleksey FurMorgan StanleyUBS Financial Services Inc.$10004-01-2016
Alexis A. ZuluetaEK Riley Investments, LLCUBS Financial Services Inc.$2509-02-2016
Amir Ali MonsefiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-16-2011
Ammar Said AbulughodMorgan StanleyUBS Financial Services Inc.03-31-2016
Amy Melinda MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Amyna Karim KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Andrea Charlotte RothWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-01-2012
Andrew Charles GallMorgan StanleyUBS Financial Services Inc.$17510-07-2016
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Anita Marie DaguilarOppenheimer & Co. Inc.UBS Financial Services Inc.07-15-2013
Anna WuMorgan StanleyUBS Financial Services Inc.11-05-2010
Anthony Duvall LeeWedbush Securities Inc.UBS Financial Services Inc.04-23-2010
Anthony Gregory SchmidtMorgan StanleyUBS Financial Services Inc.12-09-2011
Anthony S Flores-MezaD.A. Davidson & Co.UBS Financial Services Inc.10-25-2017
Ariana Anais MangumMiramontes Capital, LLCUBS Financial Services Inc.08-04-2015
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Arya NaimMorgan StanleyUBS Financial Services Inc.03-27-2015
Ayman Noureddeen KahaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Benjamin Douglas PapinawWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Brad KalasLPL Financial LLCUBS Financial Services Inc.$5005-01-2009
Next Page »

Showing 1 to 25 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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