Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gregory BaghramianMorgan StanleyUBS Financial Services Inc.07-10-2015
Kevin Benjamin OuMorgan StanleyUBS Financial Services Inc.$2507-10-2015
Daniel John LeganWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2015
Robert James EastMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2015
Christopher Shawn BeckettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-12-2015
Stephen Joseph YovetichMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-12-2015
Michael Anthony MargiottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-11-2015
Jerad ChaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-11-2015
Bryan WhangUBS Financial Services Inc.UBS Financial Services Inc.06-09-2015
John Rutledge LaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-29-2015
Christopher Tom CompogiannisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Matthew Todd YonallyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Amy Melinda MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Virginia BoschMorgan StanleyUBS Financial Services Inc.05-15-2015
Maggie L. SangalangMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-13-2015
Justin Scott WebberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2015
Larry Greg FullmerMorgan StanleyUBS Financial Services Inc.$15005-01-2015
Daniel Potter HawkinsMorgan StanleyUBS Financial Services Inc.$10005-01-2015
Douglas M DyakonMorgan StanleyUBS Financial Services Inc.$15005-01-2015
James B. KalinMorgan StanleyUBS Financial Services Inc.05-01-2015
Robert James SimonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-23-2015
Harvey Elliot DemskyUBS Financial Services Inc.UBS Financial Services Inc.$10004-07-2015
Bryant Chase DavisComerica SecuritiesUBS Financial Services Inc.03-30-2015
Marc Jeffrey KesslerMorgan StanleyUBS Financial Services Inc.$15003-27-2015
Arya NaimMorgan StanleyUBS Financial Services Inc.03-27-2015
« Previous PageNext Page »

Showing 226 to 250 of 695 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.