Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Dean CandiaLPL Financial LLCUBS Financial Services Inc.12-03-2009
Raffi KendirjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-01-2009
James Bradley WattRaymond James Financial Services, Inc.UBS Financial Services Inc.11-23-2009
John Charles PribramWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-10-2009
Danny Darchuck Jr.Topturn Capital, LLCUBS Financial Services Inc.11-10-2009
Daniel Gregory StewartTopturn Capital, LLCUBS Financial Services Inc.11-10-2009
Michael Paul Roberts, Thomas James KokjohnMorgan StanleyUBS Financial Services Inc.11-09-2009
Lawrence Charles CaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-23-2009
Ralph Milburn Jones Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.10-22-2009
Brian Douglas RaatWedbush Securities Inc.UBS Financial Services Inc.10-09-2009
Yangchen D LamaMorgan StanleyUBS Financial Services Inc.10-09-2009
Davis Domingo AldanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-08-2009
Lee Jay Dunayer, Danny Joong KimMorgan StanleyUBS Financial Services Inc.09-30-2009
Sara Yasmin QaziMorgan StanleyUBS Financial Services Inc.09-17-2009
Michelle R GruberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-24-2009
Deborah Lee RossiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
David Howard BlaughStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Matthew Carl ArnessStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Eric L MoxonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Joseph Stephen GrecoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Robert F Hill, John Charles Eagan Jr., Chad Benton MacallisterMorgan StanleyUBS Financial Services Inc.08-13-2009
Martha Maria FrantzPrincipal Securities, Inc.UBS Financial Services Inc.$1007-28-2009
Dwayne Mark PeltierRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-13-2009
Gary Earl MillsWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-01-2009
James Robert BishopWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15006-26-2009
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Showing 276 to 300 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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