Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Andrew RosaMorgan StanleyUBS Financial Services Inc.05-03-2019
David Bret KallenbergRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Jevin M. FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Robert Brandon RichardsonMorgan StanleyUBS Financial Services Inc.02-01-2019
Victoria Lorraine BlancoFirst Republic Securities Company, LLCUBS Financial Services Inc.01-25-2019
Gregory George ZappasFirst Republic Securities Company, LLCUBS Financial Services Inc.$5001-25-2019
Chris Richard LeonhardAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-18-2019
Michael BanayanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-18-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Hsien LinWestern International Securities, Inc.UBS Financial Services Inc.11-16-2018
Amit JosefAvitas Wealth Management, LLCUBS Financial Services Inc.11-13-2018
Daniel Andrew ConnersEntrust Wealth Advisors, LLCUBS Financial Services Inc.11-13-2018
Corey Omar LangstonMorgan StanleyUBS Financial Services Inc.$5010-26-2018
Nicolas Adam StanleyProtege WpUBS Financial Services Inc.10-08-2018
Kevin Richard MartinMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Alex A WanermanFidelity Brokerage Services LLCUBS Financial Services Inc.09-26-2018
Steven Harlen LevineFirst Republic Securities Company, LLCUBS Financial Services Inc.$3,84009-21-2018
Kenneth G. KoziakFirst Republic Securities Company, LLCUBS Financial Services Inc.$5009-21-2018
Peter BeldenFirst Republic Securities Company, LLCUBS Financial Services Inc.09-21-2018
Michael Tyler MaisWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-19-2018
Tristan Andrew KingCantella & Co., Inc.UBS Financial Services Inc.09-06-2018
Maxwell Thomas BehnfieldCantella & Co., Inc.UBS Financial Services Inc.09-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.