Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James L RehfeldMorgan StanleyUBS Financial Services Inc.05-26-2016
Terese Anne SwigartPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-25-2016
Lisa Khoo FarleyCity National Securities, Inc.UBS Financial Services Inc.05-18-2016
Geoffrey Scott PaulMorgan StanleyUBS Financial Services Inc.05-12-2016
Michael Joseph WinnFirst Republic Securities Company, LLCUBS Financial Services Inc.$10005-02-2016
Kenneth George McauleyFirst Republic Securities Company, LLCUBS Financial Services Inc.04-29-2016
Riki Erica VearMorgan StanleyUBS Financial Services Inc.04-27-2016
John Andrew LeeLPL Financial LLCUBS Financial Services Inc.04-15-2016
Josephus L TeurlingsPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15004-15-2016
Steven CarmandalianPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-15-2016
Rodrigo MendesMorgan StanleyUBS Financial Services Inc.04-04-2016
Aleksey FurMorgan StanleyUBS Financial Services Inc.$10004-01-2016
Ammar Said Abu-LughodMorgan StanleyUBS Financial Services Inc.03-31-2016
Wendy Tara ShepherdUSAA Financial Advisors, Inc.UBS Financial Services Inc.01-08-2016
Louis Aaron BerlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Mark F. Francis HalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-07-2016
Isaiah Alexander RealPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.12-02-2015
Carrie Adele VelascoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-27-2015
Richard Marion BlosserWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00011-27-2015
Ryan Carlos ReederWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-27-2015
Tyler Joseph DurandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-27-2015
Valerie Lynn NajarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Donald Charles BlairWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2015
Joshua David LewensohnMorgan StanleyUBS Financial Services Inc.11-13-2015
Seth Adam RadowRaymond James & Associates, Inc.UBS Financial Services Inc.$15011-12-2015
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Showing 76 to 100 of 501 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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