Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Kay SampsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-02-2018
Jon Arthur SampsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1003-02-2018
Gregory Jackson BaxterLPL Financial LLCUBS Financial Services Inc.01-10-2018
Andrew Robert HutchesonRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2017
Catherine Anne GerstPKS Advisory Services, LLCUBS Financial Services Inc.12-12-2017
James Scott DuncansonPKS Advisory Services, LLCUBS Financial Services Inc.12-01-2017
Greg Robert SatzPKS Advisory Services, LLCUBS Financial Services Inc.$1,00011-30-2017
Russell Douglas EvansPKS Advisory Services, LLCUBS Financial Services Inc.11-30-2017
Eric H. TaslitzPKS Advisory Services, LLCUBS Financial Services Inc.$10011-30-2017
Douglas James MazzuccoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2511-30-2017
Samuel RamliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-09-2017
Margaret Mary Lavecchia BaldwinD.A. Davidson & Co.UBS Financial Services Inc.10-25-2017
Anthony S Flores-MezaD.A. Davidson & Co.UBS Financial Services Inc.10-25-2017
Daniel Alan TichenorMorgan StanleyUBS Financial Services Inc.10-19-2017
John Dana AsherMorgan StanleyUBS Financial Services Inc.$22810-18-2017
Brian Jeffery SharpesMorgan StanleyUBS Financial Services Inc.$2,02010-18-2017
Cory Franklin AsherMorgan StanleyUBS Financial Services Inc.$15010-18-2017
Carolyn H CooperMorgan StanleyUBS Financial Services Inc.10-18-2017
Luke Robert AsherMorgan StanleyUBS Financial Services Inc.10-18-2017
Ronald Harold LedferdJ.P. Morgan Securities LLCUBS Financial Services Inc.10-04-2017
Michael T McIntoshFirst Republic Securities Company, LLCUBS Financial Services Inc.09-26-2017
Justin Bryce LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-20-2017
Mitchell Ryan PetersFirst Republic Securities Company, LLCUBS Financial Services Inc.09-08-2017
Mark Allen FriedmanFirst Republic Securities Company, LLCUBS Financial Services Inc.09-08-2017
Minyu Jessica ChangMorgan StanleyUBS Financial Services Inc.09-01-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.