Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe ChanOppenheimer & Co. Inc.UBS Financial Services Inc.01-20-2015
Michael J SquellatiOppenheimer & Co. Inc.UBS Financial Services Inc.01-16-2015
Patrick Conlon AhernWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2014
Christopher John FrankeWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2014
Shahmir John MoussaviWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2014
Bradley CampbellWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Amyna Karim KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Cristiano Tempo CastelliniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-17-2014
Sean Patrick DonnellyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-03-2014
Dimitri Norman GlavasJ.P. Morgan Securities LLCUBS Financial Services Inc.$5009-30-2014
Eric Gustav de Goldsmith-RothsRaymond James & Associates, Inc.UBS Financial Services Inc.09-12-2014
Craig Allen DiamondWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-10-2014
William Lee BoatwrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-10-2014
Jane Elizabeth Terry KhalafEdward JonesUBS Financial Services Inc.09-05-2014
Kate E. LunnWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10008-29-2014
Elise L. KausenWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-29-2014
Teresa Sue Harmon, Wendy A. KeelerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-28-2014
Michael Brian Dye, Jose Alberto Moreno, Oliver A. CervantesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-28-2014
James Robert ValeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5008-28-2014
Dakota Lee MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-28-2014
John Marlon SzymuraWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-26-2014
Craig Thomas DankerWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2014
Louis Philip AshamallahAmeriprise Financial Services, Inc.UBS Financial Services Inc.08-01-2014
Dianne Elizabeth LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-10-2014
Shawn Victor GruverWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-10-2014
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Showing 126 to 150 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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