Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corinne CarrollFirst Republic Securities Company, LLCUBS Financial Services Inc.02-10-2017
Alec Nathan FeinsteinFirst Republic Securities Company, LLCUBS Financial Services Inc.02-10-2017
Roger Richard RoweLoring Ward Securities Inc.UBS Financial Services Inc.01-04-2017
Glenn Allen WiessnerMorgan StanleyUBS Financial Services Inc.$5012-08-2016
Heather Rachel GottlichMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-18-2016
Michael Gailis LutzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-18-2016
Richard Michael SandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-17-2016
Michael John HulleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2016
Andrew Charles GallMorgan StanleyUBS Financial Services Inc.$17510-07-2016
Wesley WongWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15009-30-2016
Brett P. GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-30-2016
David Sanford JamesCoastal Bridge AdvisorsUBS Financial Services Inc.$21109-20-2016
Kimberly Rae NelsonCoastal Bridge AdvisorsUBS Financial Services Inc.$10009-20-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-16-2016
Haddy Alexander HomampourWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-16-2016
Dru W ArgueWedbush Securities Inc.UBS Financial Services Inc.$10009-02-2016
Alexis A. ZuluetaEK Riley Investments, LLCUBS Financial Services Inc.$2509-02-2016
Cassandra Maria AlfaroMorgan StanleyUBS Financial Services Inc.07-22-2016
Angel Kam ChenCitigroup Global Markets Inc.UBS Financial Services Inc.07-14-2016
Adam Jeffrey CoonsDaniel Investment Associates, LLCUBS Financial Services Inc.07-11-2016
Tyler Hillson ZurekJ.P. Morgan Securities LLCUBS Financial Services Inc.07-05-2016
Daphne Colleen MartinD.A. Davidson & Co.UBS Financial Services Inc.07-05-2016
Michael BurchieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-28-2016
Perry Armand NovakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-24-2016
David Matthew DietrichCetera Advisor Networks LLCUBS Financial Services Inc.06-23-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.