Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ankit SahuProsperity Wealth Management, Inc.UBS Financial Services Inc.06-21-2016
Anthony Dominic CollinsHalbert HargroveUBS Financial Services Inc.06-08-2016
Garrett Lawrence AbelClearView Investment Partners, LLCUBS Financial Services Inc.$10005-31-2016
Gary Robert CummingsWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-27-2016
James L. RehfeldMorgan StanleyUBS Financial Services Inc.05-26-2016
Lisa Khoo FarleyCity National Securities, Inc.UBS Financial Services Inc.05-18-2016
Geoffrey Scott PaulMorgan StanleyUBS Financial Services Inc.05-12-2016
Kenneth George McAuleyFirst Republic Securities Company, LLCUBS Financial Services Inc.$15004-29-2016
Michael Joseph WinnFirst Republic Investment Management, Inc.UBS Financial Services Inc.$10004-29-2016
Riki SmithMorgan StanleyUBS Financial Services Inc.04-27-2016
John Andrew LeeLPL Financial LLCUBS Financial Services Inc.04-15-2016
Steven CarmandalianMonocot Wealth Management, LLCUBS Financial Services Inc.04-15-2016
Josephus L. TeurlingsMonocot Wealth Management, LLCUBS Financial Services Inc.$5004-15-2016
Rodrigo MendesMorgan StanleyUBS Financial Services Inc.04-04-2016
Gino Jose GonzalezMorgan StanleyUBS Financial Services Inc.$20004-04-2016
Aleksey FurMorgan StanleyUBS Financial Services Inc.$10004-01-2016
Byuzand A. AdzhikosyanMorgan StanleyUBS Financial Services Inc.04-01-2016
Ammar Said AbulughodMorgan StanleyUBS Financial Services Inc.03-31-2016
Rene W. HenriksenFirst Republic Securities Company, LLCUBS Financial Services Inc.$10001-22-2016
Wendy Tara ShepherdUSAA Financial Advisors, Inc.UBS Financial Services Inc.01-08-2016
Louis Aaron BerlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Mark Francis HalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Richard Marion BlosserWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-27-2015
Valerie Lynn NajarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Ryan Carlos ReederWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-27-2015
« Previous PageNext Page »

Showing 176 to 200 of 695 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.