Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Sean WintersMorgan StanleyUBS Financial Services Inc.06-26-2013
Theodore Samuel Coleman, Theodore Samuel Coleman Jr.Morgan StanleyUBS Financial Services Inc.$15006-07-2013
Jeff Marcus EastburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-17-2013
John Gregory MarkoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
Marie Helene SteinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
Christopher John GalloHilltop Securities Inc.UBS Financial Services Inc.04-10-2013
Chris Patrick McCraryWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15002-14-2013
Michael Allan IsolaRBC Capital Markets, LLCUBS Financial Services Inc.12-11-2012
Dmitry MatousovWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-21-2012
Glenn Takashi UshijimaWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-05-2012
Andrea Charlotte RothWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-01-2012
Robert Franklin ShwedelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-01-2012
Lisa Anne PetrieWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1010-05-2012
Michael Alan MiskelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-20-2012
James Charles NaifyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-07-2012
John Allan Rodgers, Alan Richard LarsenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10008-10-2012
Trevor Michael Dare, Robert Carl GebhardtMorgan StanleyUBS Financial Services Inc.07-27-2012
Pierre MannehMorgan StanleyUBS Financial Services Inc.05-14-2012
Jolon Edgar Carl StaubliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-23-2012
Randall Dominic ZelkoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-24-2012
Victor Elias ReskinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2012
Marlene Roberta DietrichMorgan StanleyUBS Financial Services Inc.$10002-03-2012
Peter George GibsonMorgan StanleyUBS Financial Services Inc.02-03-2012
Howard Andrew KreshekMorgan StanleyUBS Financial Services Inc.01-27-2012
Douglas Anthony BottMorgan StanleyUBS Financial Services Inc.$15001-23-2012
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Showing 176 to 200 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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