Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig WeisRaymond James & Associates, Inc.UBS Financial Services Inc.$13005-22-2020
Craig WeisRaymond James & Associates, Inc.UBS Financial Services Inc.$13005-22-2020
Charles Isaacs David PallerRaymond James & Associates, Inc.UBS Financial Services Inc.$36004-30-2020
Jeffrey Marvin DavisRaymond James & Associates, Inc.UBS Financial Services Inc.$2506-10-2020
Craig Erhard WeisRaymond James & Associates, Inc.UBS Financial Services Inc.05-22-2020
Charles Mark IsaacsRaymond James & Associates, Inc.UBS Financial Services Inc.04-30-2020
David Abraham PallerRaymond James & Associates, Inc.UBS Financial Services Inc.$15204-30-2020
Thomas Kealy RockelRaymond James & Associates, Inc.UBS Financial Services Inc.04-30-2020
Christopher S WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Peter I Isaac MyersRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
David Bret KallenbergRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-09-2019
Paul Steven CohenRaymond James & Associates, Inc.UBS Financial Services Inc.$8604-06-2018
Andrew Robert HutchesonRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2017
Gary Peter CohenRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-14-2017
Luke DillonRaymond James & Associates, Inc.UBS Financial Services Inc.11-13-2015
Seth Adam RadowRaymond James & Associates, Inc.UBS Financial Services Inc.$15011-12-2015
William Leo CreedonRaymond James & Associates, Inc.UBS Financial Services Inc.$14102-26-2015
Eric Gustav Degoldsmith-RothschildRaymond James & Associates, Inc.UBS Financial Services Inc.09-12-2014
Gary Jay HandlerRaymond James & Associates, Inc.UBS Financial Services Inc.$20703-28-2014
Trevor Brent SchwartzRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-16-2013
Dwayne Mark PeltierRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-13-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.