Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Michael Tyler MaisWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-19-2018
Nicholas Austin SondgerothWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-05-2018
Christopher Huy DoWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-04-2018
Valerie Lynn NajarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Carrie Adele VelascoWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Tyler Joseph DurandWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Christopher Fernando SotoWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-05-2015
Daniel John LeganWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2015
John Rutledge LaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-29-2015
Patrick Conlon AhernWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2014
Christopher John FrankeWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2014
Shahmir John MoussaviWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2014
Bradley CampbellWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Amyna Karim KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Elise L. KausenWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-29-2014
Dakota Lee MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-28-2014
John Marlon SzymuraWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-26-2014
Craig Thomas DankerWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2014
Donna Kay HagenbuchWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-10-2014
Eric John HoskinWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-06-2013
Dmitry MatousovWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-21-2012
Glenn Takashi UshijimaWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-05-2012
Victor Elias ReskinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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