Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James RodgersU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC02-19-2019
Bahram ShidooshShidoosh Wealth Management LLCUnionBanc Investment Services, LLC01-09-2019
Samuel Rodriguez RamosCity National Securities, Inc.UnionBanc Investment Services, LLC01-08-2019
Sunny James KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC11-08-2018
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Reza Sarem AslaniU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Savita Aruna BiyaniHD Vest Investment ServicesUnionBanc Investment Services, LLC$10009-14-2018
Tammy Ann HospodarFSC Securities CorporationUnionBanc Investment Services, LLC09-14-2018
Michael Barrett MetzgerLPL Financial LLCUnionBanc Investment Services, LLC07-09-2018
Edson ArroyoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-19-2018
Shawn T HuynhCitigroup Global Markets Inc.UnionBanc Investment Services, LLC06-19-2018
Andrew Scott CoomesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-12-2018
Christopher Christopher JohnsonCity National Securities, Inc.UnionBanc Investment Services, LLC05-31-2018
Armando David FeighlCity National Securities, Inc.UnionBanc Investment Services, LLC03-19-2018
Elaine Ye Fun Lee-ShenBancWest Investment Services, Inc.UnionBanc Investment Services, LLC03-14-2018
Anne KingCetera Investment Services LLCUnionBanc Investment Services, LLC02-12-2018
David B AlvarezBBVA Securities Inc.UnionBanc Investment Services, LLC01-19-2018
Uri Daniel TrippPrincipal Securities, Inc.UnionBanc Investment Services, LLC01-03-2018
Daniel Domingo AnderleCUSO Financial Services, L.P.UnionBanc Investment Services, LLC$112-20-2017
Megan Michelle DiaCitigroup Global Markets Inc.UnionBanc Investment Services, LLC12-07-2017
Kiff ChuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC11-10-2017
Sandra HaidaoFarmers Financial Solutions, LLCUnionBanc Investment Services, LLC10-23-2017
Breanna May StottFinwell, Inc.UnionBanc Investment Services, LLC10-19-2017
Rose Gabrielle OdlandWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC10-19-2017
Nicholas Harvey GumsTD Ameritrade Investment Management, LLCUnionBanc Investment Services, LLC10-12-2017
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Showing 1 to 25 of 204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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