Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Lee BradyIndependent Financial Group, LLCVoya Financial Advisors, Inc.11-14-2019
Steven Andrew SanchezSorrento Pacific Financial, LLCVoya Financial Advisors, Inc.10-22-2019
Jane AnRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.09-11-2019
David John OlivieriLPL Financial LLCVoya Financial Advisors, Inc.$25003-29-2019
Jermaine JohnsonQuest Capital Strategies, Inc.Voya Financial Advisors, Inc.07-06-2018
Nelvine Alfonso OcampoQuestar Capital CorporationVoya Financial Advisors, Inc.03-01-2018
Joseph Starkey HaglerRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-25-2017
Donghoon KimNYLIFE Securities LLCVoya Financial Advisors, Inc.10-20-2017
Dari Dariush RachediRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-02-2017
Mitchell Drew MarineCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-25-2017
Sean Michael TomajanKestra Investment Services, LLCVoya Financial Advisors, Inc.05-23-2017
Ronan Calceta GaudarioLuna Capital Management, LLCVoya Financial Advisors, Inc.05-04-2017
Thomas Earl WilsonSagePoint Financial, Inc.Voya Financial Advisors, Inc.03-28-2017
Dennis Dale HasselquistAvantax Investment Services, Inc.Voya Financial Advisors, Inc.01-31-2017
Luis Pedro CarrerasAvantax Investment Services, Inc.Voya Financial Advisors, Inc.01-31-2017
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.$10001-27-2017
Linda Olson CorcoranGWN Securities Inc.Voya Financial Advisors, Inc.01-03-2017
Jesus Alvarez LopezQuestar Capital CorporationVoya Financial Advisors, Inc.$50010-28-2016
Richard Barry FinkelsteinAllstate Financial Services, LLCVoya Financial Advisors, Inc.$21008-11-2016
Edward Arthur McKelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
Wayne Edwin WilliamsLPL Financial LLCVoya Financial Advisors, Inc.$10007-14-2016
Randall J. VangrouwFirst Heartland Capital, Inc.Voya Financial Advisors, Inc.04-05-2016
Chungfu Erik HsiehTransamerica Financial Advisors, IncVoya Financial Advisors, Inc.01-25-2016
Gregg Lawrence TurkinFirst Allied Securities, Inc.Voya Financial Advisors, Inc.$10012-16-2015
Xiu Qin HouIndependent Financial Group, LLCVoya Financial Advisors, Inc.12-10-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.