Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Ortiz PachecoVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Arthur Ray PerezVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Bob L. TanVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Catherine Joyce MattingleyVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Darlene PachotVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
David Frank HiltonVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Frederick Andrew GawlickVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
George Stephen PetersonVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Julia L RheaVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Kambiz NassiriVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Kathleen Ann StovelVoya Financial Advisors, Inc.Voya Financial Partners, LLC$15001-03-2011
Kristina Alexis Bell-TaylorVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Mark Steven AppelVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Michele Anne MedugnoVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Miralia Ortiz PachecoVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Nancy Dawson JohnsonVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Paul Joseph SpragueVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Robert James Shiperly Jr.Voya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Salli Jeanne WellsVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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