Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rudy AnguianoAmeriprise Financial Services, LLCWaddell & Reed09-24-2020
Shannon Tek Ki CheahAlpaca Securities LLCWaddell & Reed08-17-2020
Peyvand PourhosseiniPruco Securities, LLC.Waddell & Reed07-21-2020
Tristan Michael BoltonLion Street Financial, LLCWaddell & Reed07-15-2020
Matthew James MurphyBeacon Pointe Advisors, LLCWaddell & Reed06-09-2020
Barry CraineBlack Card CircleWaddell & Reed02-19-2020
Kay-Anne ImperialBlack Card CircleWaddell & Reed02-18-2020
Madhavi Niranjan HolayMercer Allied Company, L.P.Waddell & Reed02-13-2020
Kenneth William Newberry IIRaymond James Financial Services, Inc.Waddell & Reed$10001-17-2020
David Ray ColleyRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
James Peter Mills-WinklerRaymond James Financial Services, Inc.Waddell & Reed$1001-17-2020
Deana Jean DyjorRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Dane CBKH GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
ELLEN Reese BRASEEPruco Securities, LLC.Waddell & Reed10-18-2019
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Bret Alan FerranteBlack Card CircleWaddell & Reed01-02-2019
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Saul Richard GreeneKaizen Financial Strategies, LLCWaddell & Reed$2511-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.