Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Bashir GovaniCambridge Investment Research, Inc.Waddell & Reed08-14-2017
Akram Anouar TadlaouiAlpha Wealth Management, LLCWaddell & Reed11-06-2014
Allen Stuart TaylorGirard Securities, Inc.Waddell & Reed11-12-2012
Allen TsayJ.P. Morgan Securities LLCWaddell & Reed12-01-2016
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Andrea RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-03-2017
Andrew Gary SpiveyEvolve Wealth Management, LLCWaddell & Reed09-15-2015
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew Heston FallaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-14-2015
Angela Yvonne DennaFinancial Advocates Investment ManagementWaddell & Reed07-23-2015
Antone Steven Bulich IIIProtected Investors of AmericaWaddell & Reed05-01-2015
Armen John Guleserian Jr.LPL Financial LLCWaddell & Reed$2502-22-2018
Aron Keith ShimadaMetLife Securities Inc.Waddell & Reed02-21-2011
Arshia ZahabiPruco Securities, LLC.Waddell & Reed12-05-2017
Barry CraineBlack Card CircleWaddell & Reed02-19-2020
Behzad MirshafieeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-31-2017
Benjamin William GoldhammerChase Investment Services Corp.Waddell & Reed$5004-29-2010
Beth Lipman WestburgLPL Financial LLCWaddell & Reed$20007-24-2014
Blake Harrison FreemanMorgan StanleyWaddell & Reed06-17-2013
Bonnie Lee LarsenPurus Wealth Management, LLCWaddell & Reed01-26-2015
Bret Alan FerranteBlack Card CircleWaddell & Reed01-02-2019
Brian Chi WongStrategic Wealth Advisors GroupWaddell & Reed$2511-15-2017
Brian William KrebsChase Investment Services Corp.Waddell & Reed04-22-2011
Carol F. AsperAvantax Investment Services, Inc.Waddell & Reed01-22-2018
Carolyn Rebecca WyattChalice Capital Partners, LLCWaddell & Reed07-25-2018
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.