Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akram Anouar TadlaouiAlpha Wealth Management, LLCWaddell & Reed11-06-2014
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Andrea RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-03-2017
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Angela Yvonne DennaFinancial Advocates Investment ManagementWaddell & Reed07-23-2015
Armen John Guleserian Jr.LPL Financial LLCWaddell & Reed$2502-22-2018
Brian Chi WongStrategic Wealth Advisors GroupWaddell & Reed11-15-2017
Brian WongLPL Financial LLCWaddell & Reed$12611-15-2017
Charles M. VinyardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-28-2017
Christopher A. DukeSilicon Valley Wealth Advisors, LLCWaddell & Reed11-14-2016
Christopher Michael SchommerLPL Financial LLCWaddell & Reed10-11-2017
Christopher W. CampbellRaymond James Financial Services, Inc.Waddell & Reed11-06-2017
Clark Douglas StevensIndependent Financial Group, LLCWaddell & Reed05-30-2012
David Harry ElsterSorrento Pacific Financial, LLCWaddell & Reed01-18-2017
David R. MillerCUSO Financial Services, L.P.Waddell & Reed08-01-2016
Dennis Munsayac Ortiz-LuisRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Earl David BurnettLPL Financial LLCWaddell & Reed$1011-21-2019
Eric Dana MosserEdward JonesWaddell & Reed01-29-2018
Felipe Gutierrez AlvarezFarmers Financial Solutions, LLCWaddell & Reed10-13-2009
Frank Joshua AlvarezLPL Financial LLCWaddell & Reed06-16-2015
Fredric Arcinas UmelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2016
Gale Ann BrodieFounders Financial Securities LLCWaddell & Reed$5010-02-2017
Gregory M. HawleyJ.P. Morgan Securities LLCWaddell & Reed07-06-2017
Griffin Daniel SheehyShone Asset Management LLCWaddell & Reed08-08-2016
Hardit Narayan ChaudharyWoodbury Financial Services, Inc.Waddell & Reed$5008-02-2013
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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