Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yuliya Vladimirovna WissRaymond James Financial Services, Inc.Waddell & Reed$15011-16-2017
William WangLPL Financial LLCWaddell & Reed07-29-2011
William Thomas RocheTD Ameritrade Investment Management, LLCWaddell & Reed02-16-2016
Wayne Tai SlappySteel Peak Wealth Management, LLCWaddell & Reed11-13-2015
Vincent Anthony BrizzolaraMorgan StanleyWaddell & Reed07-11-2017
Tyler TiltonRaymond James Financial Services, Inc.Waddell & Reed03-03-2017
Tyler John TongLPL Financial LLCWaddell & Reed03-26-2018
Suzanne Soyong ChaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Steven LeeLPL Financial LLCWaddell & Reed05-21-2015
Steven C. MacnearNext Financial Group, Inc.Waddell & Reed$1009-12-2018
Steven Andrew LeachVoya Financial Advisors, Inc.Waddell & Reed02-07-2011
Stephen Edward TucciAXA Advisors, LLCWaddell & Reed05-25-2016
Serria Tawan RegoTransamerica Financial Advisors, IncWaddell & Reed11-08-2012
Scott Edward ManleyMutual Securities, Inc.Waddell & Reed$1,00008-22-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Ryan Takeo KanetokuMorgan StanleyWaddell & Reed08-06-2014
Ryan Edward HeidrichPrincipal Securities, Inc.Waddell & Reed$24910-07-2016
Russell Ernest BlahetkaVestnomics Wealth Management, LLCWaddell & Reed04-18-2011
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Robert James ShopesFavrile FinancialWaddell & Reed12-15-2017
Robert Glynn Moore IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-12-2018
Robert Darien TapiaLPL Financial LLCWaddell & Reed$2501-12-2017
Rachna Rajesh BijlaniBRsquared L.L.C.Waddell & Reed11-02-2018
Next Page »

Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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