Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
Earl David BurnettLPL Financial LLCWaddell & Reed11-21-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$25001-22-2019
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Kendle Francom SmithLPL Financial LLCWaddell & Reed10-24-2018
John Fiske FaustinoLPL Financial LLCWaddell & Reed$10006-05-2018
James Alan HaugLPL Financial LLCWaddell & Reed$50003-26-2018
Stanley August ShursonLPL Financial LLCWaddell & Reed03-26-2018
Tyler John TongLPL Financial LLCWaddell & Reed03-26-2018
Jahn Christopher CotyLPL Financial LLCWaddell & Reed03-12-2018
Armen John Guleserian Jr.LPL Financial LLCWaddell & Reed$25002-22-2018
Christopher Michael SchommerLPL Financial LLCWaddell & Reed10-11-2017
Robert Darien TapiaLPL Financial LLCWaddell & Reed$25001-12-2017
Frank Joshua AlvarezLPL Financial LLCWaddell & Reed$10006-16-2015
Steven LeeLPL Financial LLCWaddell & Reed05-21-2015
Beth Lipman WestburgLPL Financial LLCWaddell & Reed$20007-24-2014
Laurie LipmanLPL Financial LLCWaddell & Reed07-24-2014
John Paul KanakLPL Financial LLCWaddell & Reed$50005-16-2012
William WangLPL Financial LLCWaddell & Reed$28607-29-2011
Michele Kathryn GreenLPL Financial LLCWaddell & Reed11-17-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.