Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron WolsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$5202-17-2012
Andrea Klipfel, Kevin KlipfelLPL Financial LLCWells Fargo Advisors$7509-28-2016
Antonio JPMorgan Chase & Co.Wells Fargo Advisors06-02-2014
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$6605-17-2018
Bill AustinAmeriprise Financial Services, Inc.Wells Fargo Advisors$10905-02-2016
Brad Frederickson, Jeff FredericksonUBS Financial Services Inc. Inc.Wells Fargo Advisors$40002-14-2018
Breanne PoloniaSurevest Wealth ManagementWells Fargo Advisors$10009-17-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
Carlos MendozaLPL Financial LLCWells Fargo Advisors$12003-02-2017
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Clare HiattAmeriprise Financial Services, Inc.Wells Fargo Advisors$5407-24-2015
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahonWilliam Blair & Co.Wells Fargo Advisors$30010-10-2018
Dan GruberStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$34705-18-2018
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Darrin ConradLPL Financial LLCWells Fargo Advisors$8006-13-2016
David BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$16806-25-2018
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
David H. RascoeMorgan StanleyWells Fargo Advisors$8002-15-2013
David Lautz, Francisco MalfavonSnowden Lane PartnersWells Fargo Advisors$12501-23-2017
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
David OdomAmeriprise Financial Services, Inc.Wells Fargo Advisors$10707-24-2015
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Eric DemarcusLPL Financial LLCWells Fargo Advisors$8509-29-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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