Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio JPMorgan Chase & Co.Wells Fargo Advisors06-02-2014
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
John DwyerTrevethan Capital PartnersWells Fargo Advisors05-24-2010
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Steven SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4008-01-2019
Larry MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4806-25-2018
Sima AlefiLPL Financial LLCWells Fargo Advisors$5001-05-2017
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Tracy A. ChanMorgan StanleyWells Fargo Advisors$5009-12-2014
Aaron WolsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$5202-17-2012
Matthew J. McDowellMorgan StanleyWells Fargo Advisors$5303-06-2015
Clare HiattAmeriprise Financial Services, Inc.Wells Fargo Advisors$5407-24-2015
Fredric JurmuGolden State Wealth ManagementWells Fargo Advisors$5503-31-2016
Thomas SandkampLPL Financial LLCWells Fargo Advisors$6005-12-2016
Terry BaileyLPL Financial LLCWells Fargo Advisors$6004-28-2016
Jason DiazGolden State Wealth ManagementWells Fargo Advisors$6003-07-2016
Mandir NagdevLPL Financial LLCWells Fargo Advisors$6101-19-2017
Robert L. BreenAmeriprise Financial Services, Inc.Wells Fargo Advisors$6311-07-2014
Richard BarberAmeriprise Financial Services, Inc.Wells Fargo Advisors$6307-24-2015
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$6605-17-2018
Michael LanceLPL Financial LLCWells Fargo Advisors$6711-09-2017
Michael NapoliLPL Financial LLCWells Fargo Advisors$7011-30-2015
James MottelerAmeriprise Financial Services, Inc.Wells Fargo Advisors$7103-13-2015
Vicki Bayley, Jerod HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$7209-07-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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