Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Yolla Seoud KairouzJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-05-2020
Brandie M WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-26-2020
Attaley Amber HernandezU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-23-2020
Henry A. MenchacaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-23-2020
Matthew Hugh HurleyIndependent Financial Group, LLCWells Fargo Clearing Services, LLC03-18-2020
Alisha Deann HoltMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-18-2020
Evelyn MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Manpreet KaurJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-18-2020
Rafael Lamar ScrogginsCity National Securities, Inc.Wells Fargo Clearing Services, LLC02-11-2020
Lance Owen BurksWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2020
Adam Daniel GelcichMorgan StanleyWells Fargo Clearing Services, LLC$10002-03-2020
Sarah Jesica PerezFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC01-30-2020
Tadeh H. GrigorianCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-29-2020
Brian C ParkLido Advisors, LLCWells Fargo Clearing Services, LLC01-29-2020
Nathan P. ParvizMorgan StanleyWells Fargo Clearing Services, LLC01-29-2020
Sean K. BevanComerica SecuritiesWells Fargo Clearing Services, LLC01-24-2020
Tyson Charles EckelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-21-2020
Sarah Heegaard RushLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC01-21-2020
Ozair AlefiMorgan StanleyWells Fargo Clearing Services, LLC$5001-21-2020
Roderic Lamarr Smith Sr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2020
Andrew Christopher DeprimioMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Shawn David SessionsMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Michael Luis AlgarinMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Nauman LakhanyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-13-2020
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Showing 1 to 25 of 1,498 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.