Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Scott StapletonAdvanced Practice Advisors, LLCWells Fargo Clearing Services, LLC12-27-2016
Elliot Evans IchinoseMorgan StanleyWells Fargo Clearing Services, LLC$27512-09-2016
Mark Lavell HuddlestonPFS Investments Inc.Wells Fargo Clearing Services, LLC12-02-2016
Rachel Virginia EatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-01-2016
Erick T. BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-30-2016
Kathryn Maria CalderonBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-29-2016
Walter James GalloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-23-2016
Juan Manuel HerreraCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-07-2016
Joseph Paul PalumboRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Ian RosenfieldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-28-2016
Michael Amsel RossiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-28-2016
Joshua James McAnallyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-24-2016
Maziyar Ahmadi-KashaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-20-2016
Henry F. Striegl IIIBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-18-2016
Robert Alan WolterStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC10-03-2016
Sheldon Matthew BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Jeremiah WilliamsonMML Investors Services, LLCWells Fargo Clearing Services, LLC09-21-2016
Oscar Abdul CamareroMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-19-2016
Matthew David NewmanMorgan StanleyWells Fargo Clearing Services, LLC$1009-02-2016
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
John Albert Harvey IVMorgan StanleyWells Fargo Clearing Services, LLC08-26-2016
Cheryl Jean GruetzmacherBalboa Wealth Partners, Inc.Wells Fargo Clearing Services, LLC08-08-2016
Thomas Edward KerleyPleroma Investment CorporationWells Fargo Clearing Services, LLC07-13-2016
Anatoly VildermanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2016
« Previous PageNext Page »

Showing 226 to 250 of 565 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.