Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-09-2018
Erendira EstrellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-09-2018
Lisa Ann Kahululani TadichUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-06-2018
Andrew Charles WheelerRoush Investment GroupWells Fargo Clearing Services, LLC07-31-2018
Tyler West LightcapJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5007-26-2018
Kahill GrierJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Richard Tyler BarnesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
John Edward BurgAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-20-2018
Tamara Lynn ColonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-20-2018
Luis R. RoblesBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-19-2018
Frederick Oldshue Robertshaw Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-18-2018
Andrew Antonio OdishU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Efrain Franco-AyalaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC07-12-2018
Belinda Lucy KoucheJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
Daniel James BergmannJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
Timothy George WrightLPL Financial LLCWells Fargo Clearing Services, LLC07-06-2018
Dean R. ZackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-05-2018
Christopher Andrew MeltonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2018
Priti ManglikMorgan StanleyWells Fargo Clearing Services, LLC07-02-2018
Dannielle Brittany BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-27-2018
Lauren Dennis DownumUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC06-26-2018
Giuseppe Francesco ViscontiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2018
Alina G. LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2018
Larry Dwayne MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-12-2018
Michael Raymond SutfinSagePoint Financial, Inc.Wells Fargo Clearing Services, LLC$50006-04-2018
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Showing 101 to 125 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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