Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas John WulbrechtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-01-2018
Vincent Anthony Lovoy Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC06-01-2018
Linda Jean PardiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-01-2018
Thai DoanU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-29-2018
William E. SnelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-25-2018
Cameron Harrison ArmUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-24-2018
Michael Stephen ButskoLPL Financial LLCWells Fargo Clearing Services, LLC$2505-10-2018
Andrew D. SegoviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-07-2018
Ruben Gamboa CavadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-01-2018
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Theodore Mark MillerCetera Advisors LLCWells Fargo Clearing Services, LLC$5004-25-2018
Karen Lynn BjornCity National Securities, Inc.Wells Fargo Clearing Services, LLC04-25-2018
Helene Claire JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-23-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Louis Frank CheregotisPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00003-29-2018
Francis Leo AbellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-29-2018
Susan Evelyn CallantineBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-20-2018
Barbara Lynn GreeleyCity National Securities, Inc.Wells Fargo Clearing Services, LLC03-15-2018
Dana Smith DotoliHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-13-2018
Alan Brian WattsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-12-2018
Alain Maurice ConnellyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-28-2018
Dan M. SantillanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
Robert Bradley FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1,00002-14-2018
Jeffrey Thomas FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-14-2018
Steven Mark LavorandoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$8701-19-2018
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Showing 126 to 150 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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