Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yehia Said DajaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-18-2018
Mark A. JamesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-18-2018
Hassan Aftab ChughtaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-17-2018
Carlton Brien PaceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-16-2018
Peter Baldwin BogardusUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC01-09-2018
Chong Uk NamWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-05-2018
Sara J. AbbasUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC12-15-2017
Pina CarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-14-2017
Max Rafael ZelayaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-13-2017
Jeffrey Robert CarterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1011-22-2017
Louis Grant BergamoFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC$1,00011-10-2017
Michael Scot LanceLPL Financial LLCWells Fargo Clearing Services, LLC$5011-09-2017
Stevan Thomas DorityRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$14310-31-2017
David Ardashir KrikorianCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC10-20-2017
Suzanne Marie HartLPL Financial LLCWells Fargo Clearing Services, LLC$1910-18-2017
Michael Pierre IndartBuckingham Strategic WealthWells Fargo Clearing Services, LLC10-04-2017
Jarrod Scott JacobiVan Hulzen Asset ManagementWells Fargo Clearing Services, LLC09-26-2017
Mimi Yoo ParkLPL Financial LLCWells Fargo Clearing Services, LLC$5009-22-2017
Mickey T. LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-22-2017
Kayla Thiri AungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-22-2017
Eric Brandon BatesRubicon AdvisorsWells Fargo Clearing Services, LLC09-18-2017
Dennis Joseph FitzgeraldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10009-07-2017
Travis L. WhiteKestra Investment Services, LLCWells Fargo Clearing Services, LLC$5009-07-2017
Laura Rose BarberianMorgan StanleyWells Fargo Clearing Services, LLC09-01-2017
Michael Kevin MoberlyMorgan StanleyWells Fargo Clearing Services, LLC$2508-31-2017
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Showing 151 to 175 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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