Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Gillis FarmerFord Financial Group, Inc.Wells Fargo Clearing Services, LLC08-31-2017
James Todd CarbonellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-30-2017
Matthew Quinlon ForreyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-30-2017
Brittany Rae TrudgeonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2017
James Patrick FitzmauriceMarin Bay Wealth Advisors, LLCWells Fargo Clearing Services, LLC08-25-2017
Joseph Michael HabermanMarin Bay Wealth Advisors, LLCWells Fargo Clearing Services, LLC08-25-2017
Ryan M. MaleyUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC$15008-23-2017
Xue Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2017
Steve Jin KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-22-2017
Brandon Thiel GillFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC08-14-2017
James Ralph WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$5008-11-2017
Charles Hensley Bruce WoodwardS F Sentry Securities, Inc.Wells Fargo Clearing Services, LLC$15008-01-2017
Francine Juanita TorresMorgan StanleyWells Fargo Clearing Services, LLC07-28-2017
Raymond K BramerSecurities America, Inc.Wells Fargo Clearing Services, LLC$3007-25-2017
Samuel Nikoi DjannieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2017
Paul Wen Wei WuJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2017
Andrew Masato NakagawaLPL Financial LLCWells Fargo Clearing Services, LLC06-09-2017
Joseph Brian WaltersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-02-2017
Paulette Lisa JacobsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-02-2017
Joyce Lim BenightMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-02-2017
Evidio T. Mayea IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-01-2017
Alice MarinaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-01-2017
Yaniv George KugmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-01-2017
Ryan David GordonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$17105-26-2017
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
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Showing 176 to 200 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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