Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stuart WinnLPL Financial LLCWells Fargo Clearing Services, LLC05-23-2017
Milad JavaherianMorgan StanleyWells Fargo Clearing Services, LLC05-19-2017
Martin Alexander TroianiFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC05-09-2017
Anthony Michael RicardoCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-08-2017
Norman Thorn RobertsonMorgan StanleyWells Fargo Clearing Services, LLC$10005-05-2017
Jarrod Christopher MartinezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-05-2017
Michael Charles MontgomeryMorgan StanleyWells Fargo Clearing Services, LLC$5005-05-2017
Bryan Kanoa MisajonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-05-2017
Stephan M. KunglMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-25-2017
Hormoz Aliabadi AslaniCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$7304-21-2017
Kevin Foster FriedmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10004-19-2017
Carlo Dante LorenzanaBrookside Wealth Management LLCWells Fargo Clearing Services, LLC04-19-2017
Mark Joshua RomanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-19-2017
Dung LeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-17-2017
Ashley Charles DaggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-10-2017
Amir Ali GhassemzadehJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-16-2017
Eric Todd DiminoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-15-2017
Josh Jade HanlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-10-2017
Carlos Romero MendozaLPL Financial LLCWells Fargo Clearing Services, LLC03-02-2017
John Felix BodovitzWestern International Securities, Inc.Wells Fargo Clearing Services, LLC$15002-15-2017
Chad Michael WorozakenNYLIFE Securities LLCWells Fargo Clearing Services, LLC02-15-2017
Ryan Jon HarrisonLPL Financial LLCWells Fargo Clearing Services, LLC02-15-2017
Kenneth Allen MaringMorgan StanleyWells Fargo Clearing Services, LLC$10002-10-2017
Brett Justin HowardAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-27-2017
Long N. TranMission Wealth Management, LPWells Fargo Clearing Services, LLC01-19-2017
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Showing 201 to 225 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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