Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC$5012-14-2012
Aaron Dale ChamberlinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-28-2009
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron E BrandtEdward JonesWells Fargo Clearing Services, LLC10-22-2012
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Aaron WolsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5202-17-2012
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Aarone Lee TirpakBalboa Wealth Partners, Inc.Wells Fargo Clearing Services, LLC08-30-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Abe CastellonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2019
Acil Ryan MechamCetera Investment Advisers LLCWells Fargo Clearing Services, LLC09-30-2020
Adam Daniel GelcichMorgan StanleyWells Fargo Clearing Services, LLC02-03-2020
Adam Douglas MacdonaldFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC06-01-2018
Adam Jason HendersonLPL Financial LLCWells Fargo Clearing Services, LLC$5005-10-2018
Adam Michael SorokoMertz CapitalWells Fargo Clearing Services, LLC04-03-2020
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
Adejanira F BishopUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-08-2018
Adrienne Marie GuerraAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-17-2015
Ajanta BasakMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-29-2011
Alain Maurice ConnellyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00002-28-2018
Alan S ToresUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10007-29-2011
Albert T NgHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-15-2019
Alejandro Alex PulidoMorgan StanleyWells Fargo Clearing Services, LLC06-20-2011
Alexander Charles KanegaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2016
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.