Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Abel Macedo AraujoMorgan StanleyWells Fargo Clearing Services, LLC05-03-2013
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adrienne Marie GuerraAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2015
Ajanta BasakMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-29-2011
Alain Maurice ConnellyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-28-2018
Alan Brian WattsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-12-2018
Alan S ToresUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-29-2011
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Alice MarinaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-01-2017
Alina G. LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2018
Alpesh R PatelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-24-2009
Amir Ali GhassemzadehJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-16-2017
Amir Mansour MossanenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-19-2018
Ana H. LeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-06-2013
Anatoly VildermanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2016
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
Andrew Antonio OdishU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Andrew C. LaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC02-05-2016
Andrew Charles WheelerRoush Investment GroupWells Fargo Clearing Services, LLC07-31-2018
Andrew D. SegoviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-07-2018
Andrew Masato NakagawaLPL Financial LLCWells Fargo Clearing Services, LLC06-09-2017
Angela On Kei LauCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2014
Next Page »

Showing 1 to 25 of 571 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.