Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oliver ChoyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-18-2011
Michele Ann De GeorgeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-29-2011
Thomas Patrick GillespieAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-07-2011
Chad Patrick JorgensenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-23-2012
Hokon Brian YunAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-20-2012
Robert Lucas BreenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1011-07-2014
Adrienne Marie GuerraAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2015
James Ford MottelerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-13-2015
Glenn David KenesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-24-2015
David Lee OdomAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-24-2015
Richard Paul BarberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-24-2015
Clare Elizabeth HiattAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-14-2015
William Wright AustinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-02-2016
Brett Justin HowardAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-27-2017
Josh Jade HanlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-10-2017
Alain Maurice ConnellyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-28-2018
Helene Claire JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-23-2018
Andrew D. SegoviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-07-2018
William E. SnelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-25-2018
John Burg, Tamara ColonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$16107-20-2018
John Edward BurgAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-20-2018
Tamara Lynn ColonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-20-2018
Laurens Hamilton RhinelanderAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Christopher Blake CohnAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Simon David LewisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-31-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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