Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alice MarinaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-01-2017
Amir Ali GhassemzadehJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-16-2017
Antonio Alfredo FontanaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
Belinda Lucy KoucheJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
Chad Michael SalvadorJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-02-2016
Clarence Irvin SeeseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10006-02-2014
Daniel James BergmannJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
David Charles TreffryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2013
Edwin Richard Voeller Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-29-2012
Erendira EstrellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-09-2018
Erick T. BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-30-2016
Hassan Aftab ChughtaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-17-2018
Jack Duong TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-11-2014
Jacob Suntok EsperantoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-30-2015
Jasdeep Singh CheemaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-08-2016
Jonathan T. ChanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-29-2014
Kahill GrierJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Kasandra V. SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Kayla Thiri AungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-22-2017
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
Mark A. JamesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-18-2018
Maziyar Ahmadi-KashaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-20-2016
Miguel James OharaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-07-2014
Niya Laura XieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-18-2015
Patrick Joseph BurkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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