Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven David LewisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-06-2019
Frank Catrena Vargas Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00005-01-2019
Scott D. BurnsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-01-2019
James Brian Lucas SugayRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-20-2019
Bruce Farrell RosenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-15-2018
Frederick Oldshue Robertshaw Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-18-2018
Carlton Brien PaceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-16-2018
Dennis Joseph FitzgeraldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10009-07-2017
James Todd CarbonellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-30-2017
Matthew Quinlon ForreyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-30-2017
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
Joseph Paul PalumboRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Kevin James CaputoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-15-2016
Timothy Ralph BockholdRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-03-2012

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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