Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Ryan CollinsChase Investment Services Corp.Wells Fargo Investments, LLC04-27-2011
Amelia Li LoFirst Republic Securities Company, LLCWells Fargo Investments, LLC03-28-2011
Enrique RangelChase Investment Services Corp.Wells Fargo Investments, LLC02-22-2011
Michael Jason SorianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC01-19-2011
John Edward Bostaph Jr.Allstate Financial Services, LLCWells Fargo Investments, LLC01-11-2011
Michael Brinton KiddMorgan StanleyWells Fargo Investments, LLC$30501-06-2011
Richard George Kuchen Jr.HSBC Securities (USA) Inc.Wells Fargo Investments, LLC01-05-2011
Steven Anthony AntinucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC01-01-2011
Gavin Arthur LichtU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC12-21-2010
Sanyu Mwagale BanksU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC12-20-2010
Clarence King HoChase Investment Services Corp.Wells Fargo Investments, LLC12-06-2010
Brian Jeffrey MeehanLPL Financial LLCWells Fargo Investments, LLC12-01-2010
Lavette Denier HatchChase Investment Services Corp.Wells Fargo Investments, LLC11-29-2010
Michael Robert DennisonLPL Financial LLCWells Fargo Investments, LLC11-29-2010
James Scott UrenPrincipal Securities, Inc.Wells Fargo Investments, LLC11-22-2010
Sonja Kaarina Lilja-LiChase Investment Services Corp.Wells Fargo Investments, LLC11-22-2010
Antonio GomezUnionBanc Investment Services, LLCWells Fargo Investments, LLC11-18-2010
Ritika SinghMorgan StanleyWells Fargo Investments, LLC11-15-2010
Michael Allen AndersonVALIC Financial Advisors, Inc.Wells Fargo Investments, LLC11-08-2010
Wahid NurieChase Investment Services Corp.Wells Fargo Investments, LLC10-25-2010
Kevin Scott KelloggAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC$5010-22-2010
Michael Aaron KandelChase Investment Services Corp.Wells Fargo Investments, LLC10-18-2010
Michael Dennis HamptonAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC10-04-2010
Douglas Wayne TennyUBS Financial Services Inc.Wells Fargo Investments, LLC$5009-30-2010
Janet Marie KrugRaymond James Financial Services, Inc.Wells Fargo Investments, LLC09-29-2010
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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