Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amelia L. LoFirst Republic Securities Company, LLCWells Fargo Investments, LLC03-28-2011
Ghassan Charlie HowellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC03-04-2011
Michael Brinton KiddMorgan StanleyWells Fargo Investments, LLC01-06-2011
Michelle Marie CareyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Kirk Alan McLelandWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Kenneth Neil HaasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Ronald Joseph MercadoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Michael Lewis AbramsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Nicholas Matthew BockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
William Kelly HuffWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Brian Jens FirringWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Sean Keith ChatmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Andreas J KuehleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Thai Thanh HoangWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Robert Louis SaakWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Shelley Janeen HancockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Terry David BensonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Stacey Lynne Martinez-HuffWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Richard Scott GroscostWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Robert James BarryWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Brian Bernard DavisWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$12501-03-2011
Joseph Peter BachopWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Harold John HendricksWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Danial Luis LopezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Thomas Ian SchroederWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
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Showing 1 to 25 of 488 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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