Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Young Mo ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$10001-02-2009
Jorge Tadeo SaldarriagaUnionBanc Investment Services, LLCWells Fargo Investments, LLC01-06-2009
Kennon Rene KleinUnionBanc Investment Services, LLCWells Fargo Investments, LLC01-13-2009
Dora Maria PascoLPL Financial LLCWells Fargo Investments, LLC$10002-20-2009
Richard Chia ChangHSBC Securities (USA) Inc.Wells Fargo Investments, LLC$10003-16-2009
Jeffrey Scott OetmanMorgan Stanley & Co. LLCWells Fargo Investments, LLC$10004-01-2009
Sean Richard O'DonnellUBS Financial Services Inc.Wells Fargo Investments, LLC$25004-01-2009
Kenneth JosefsbergUBS Financial Services Inc.Wells Fargo Investments, LLC$10004-17-2009
Andrew Steven ArcherUBS Financial Services Inc.Wells Fargo Investments, LLC$15004-17-2009
Thomas Emanuel WolfCitigroup Global Markets Inc.Wells Fargo Investments, LLC04-27-2009
David Gene LuMorgan Stanley & Co. LLCWells Fargo Investments, LLC$50005-01-2009
Clay Harrison EvansStifel, Nicolaus & Company, IncorporatedWells Fargo Investments, LLC$50005-22-2009
Ernesto Antonio AlvarezCity National Securities, Inc.Wells Fargo Investments, LLC05-22-2009
Daryl Allan SalcedoChase Investment Services Corp.Wells Fargo Investments, LLC$15006-01-2009
Noyeg W ArkoianWestern International Securities, Inc.Wells Fargo Investments, LLC06-03-2009
Jason George WernerSecurities America, Inc.Wells Fargo Investments, LLC$25007-02-2009
Enrique Abraham MarentesChase Investment Services Corp.Wells Fargo Investments, LLC07-27-2009
Joshua Erseen KuoChase Investment Services Corp.Wells Fargo Investments, LLC08-01-2009
Adam Shain AldrichMorgan StanleyWells Fargo Investments, LLC$10008-27-2009
Michael DicambioChase Investment Services Corp.Wells Fargo Investments, LLC$10009-01-2009
Guy MilnerChase Investment Services Corp.Wells Fargo Investments, LLC09-01-2009
Edgar Alexis JovelChase Investment Services Corp.Wells Fargo Investments, LLC09-04-2009
Ken Seiryu SakamotoChase Investment Services Corp.Wells Fargo Investments, LLC$25009-08-2009
Stephen Mark SeewerCUSO Financial Services, L.P.Wells Fargo Investments, LLC$25009-09-2009
Jack Harold KeleshianJ.P. Morgan Securities LLCWells Fargo Investments, LLC09-09-2009
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Showing 1 to 25 of 134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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