Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee MedemaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC07-01-2010
Aaron Scott ThatcherWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adrienne Y. LeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ai GohWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Aimee J. McKoneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Alan Nga-Lun LauWells Fargo Clearing Services, LLCWells Fargo Investments, LLC12-13-2010
Albert S. BarciaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Alex GanapolskyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Alfonso GarciaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Alissa A. LeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Allen Cheng TsaiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Allison Christine TaylorWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Amanda WeitmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Amelia L. LoFirst Republic Securities Company, LLCWells Fargo Investments, LLC03-28-2011
Amie Beth ParrishWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andreas J KuehleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Andrew Dexter PetersonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrew Jay RossWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrew Walter OrrWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrey Vladimirovich ShchegolevWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anh Thi Kim DangWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anita RafieWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anna Anh TuWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anna L ToyMorgan StanleyWells Fargo Investments, LLC08-27-2010
Annette Lyn BekowichWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 488 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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