Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Kie Tat LawTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Shannon Ledom Matheny IIITransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
John Shelley KnightTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Stephen Yuk Hoi ChengTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Krishna ChandraTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Richard Brian CutlerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Dionysis Nicholas HeliotisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Gregory John DellisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Barry Stuart NaiditchTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Armando Rafael GilTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kevin Gene McDanielTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Nghiem Trung NguyenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Pei Ney OoiTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Cheng Heong YeohTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Marlyn Simon De GuzmanTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jorick Kenneth GainesTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kamel Paul ShaheenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jerry Louis WoodsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Sean Alan RaglandTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Nicolas LebonTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jarrod Bruce HendricksTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Trang Dinh-NoonanTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Tara Marie LavariasTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
John JalilTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Lorraine Reane SillerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Next Page »

Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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