Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael CaseyTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Adam Smith HancockTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Adlai JewTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Albert Kie Tat LawTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Amour NoubarentzAmeritas Investment Corp.World Group Securities, Inc.08-23-2011
Anna Luis LeandroTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Armando Rafael GilTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Barry Stuart NaiditchTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Bing YuTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Bonnie PartinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Britton Erick MelandTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Cheng Heong YeohTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Chinghui LinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Clement ChiangTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
David K. NicholasTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Dennis Lee McCombTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Dionysis Nicholas HeliotisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Donna J. CarricoTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Elan Nim MichaelTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Frank Joseph LeandroTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Gerardo T. CamachoTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Ghassan Gus N. NakhoulTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Gregory John DellisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Hanna Liza HorensteinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Hyun Sun ShinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Next Page »

Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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